IMPORTANT DISCLOSURE INFORMATION
Investment Advisory Services provided by AE Wealth Management, LLC, an SEC registered investment adviser (“AE Wealth Management”). Securities brokerage services provided by Aeon Capital, Inc., an SEC registered and FINRA/SIPC member broker-dealer. Risk Management and Asset Protection Services offered through Gentry Wealth Management (“Gentry”), a licensed insurance agency. Though there are similarities among these services, the investment advisory programs and brokerage services offered by Gentry’s advisors are separate and distinct, differ in material ways and are governed by different laws and separate contracts with you. Members of Gentry Wealth Management serve as representatives of AE Wealth Management, LLC and/or Aeon Capital, Inc.
AE Wealth Management, LLC is an SEC registered investment adviser located in Scottsdale, Arizona. AE Wealth Management and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which AE Wealth Management maintains clients. AE Wealth Management may only transact business in those states in which it is notice filed, or qualifies for an exemption or exclusion from registration requirements. For more information pertaining to the registration status of AE Wealth Management, please contact the SEC or the state securities regulators for those states in which AE Wealth Management maintains a notice filing or go to www.advisorinfo.sec.gov. A copy of AE Wealth Managements’ current written disclosure statement discussing advisory services and fees is available for review upon request.
AE Wealth Management does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Gentry’s website or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Gentry’s website is limited to the dissemination of general information pertaining to its services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Gentry’s website on the Internet should not be construed by any consumer and/or prospective client as Gentry’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Gentry with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by AE Wealth Management), will be profitable or equal any historical performance level(s).
Certain portions of Gentry’s website (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, positions and/or recommendations of Gentry’s representatives (and those of other investment and non-investment professionals) as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Gentry’s representatives or from any other investment professional. Gentry is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.
Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Gentry Wealth Management is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of Gentry Wealth Management by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser.
To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to Gentry’s website, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Gentry’s representatives, or from any other investment professional.
Unless otherwise expressly prohibited by applicable securities laws, Each client and prospective client agrees, as a condition precedent to his/her/its access to Gentry’s website, to release and hold harmless Gentry Wealth Management, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Gentry’s representatives. The federal and state securities laws impose liabilities on persons who have acted in good faith. Site users therefore understand that nothing herein shall constitute a waiver or limitation of any federal or state right, including any private right of action.